Journal of Financial Regulation and Compliance: Volume 14 Issue 3

Executive compensation in the UK

Kevin Keasey

While executive compensation has attracted quite a lot of media interest in the UK over the past decade, it is worth emphasising that the debate in the UK has had far less “heat”…

Treating customers fairly

Jonathan Edwards

To provide a practical insight into the Financial Services Authority's (FSA) “Treating Customers Fairly” (TCF) initiative for financial services firms endeavouring to implement…

Re‐thinking the regulatory environment of credit reporting: Could legislation stem privacy and discrimination concerns?

Federico F. Ferretti

This paper examines the activities carried out in the UK by credit refer agencies, current business practices, and the legal standing of credit reporting.

Reforming provident and pension fund regulation in India

Mukul G. Asher, Amarendu Nandy

To examine the case for reforming India's current provident and pension fund governance and regulatory structures.

Product innovation and consumer choice in the UK financial services industry

Laura A. Costanzo, John K. Ashton

Within the UK, low levels of saving has been a continuing policy concern for both government and financial regulators. Why individuals save less than might be expected has been…

“Are you the weakest link?” The FSA's financial crime review

Richard Burger, Samantha Hatt

The FSA Financial Crime Sector Leader, Philip Robinson, outlined the FSA's new policy on fraud within the regulated sector in his October 2004 speech. The FSA subsequently…

Financial Services and Markets Tribunal rules prohibition order is appropriate

Joanna Gray

To report and comment on the tribunal case Jonathan Milnroy Townrow v. Financial Services Authority.

Tribunal rejects FSA allegation of market abuse

Joanna Gray

To report and comment on the tribunal case Timothy Edward Baldwin and WRT Investments v. Financial Services Authority.

To save or not to save? That's the question

Oonagh McDonald