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Financial Services and Markets Tribunal rules prohibition order is appropriate

Joanna Gray

Journal of Financial Regulation and Compliance

ISSN: 1358-1988

Article publication date: 1 July 2006

168

Abstract

Purpose

To report and comment on the tribunal case Jonathan Milnroy Townrow v. Financial Services Authority.

Design/methodology/approach

Outlines the facts and explains the decision.

Findings

Shows that, even though this was an extreme case, it is likely that any Tribunal would have reached the same outcome on the evidence provided.

Originality/value

Provides a useful commentary on regulated activities of retail investment advisors and other financial investments.

Keywords

Citation

Gray, J. (2006), "Financial Services and Markets Tribunal rules prohibition order is appropriate", Journal of Financial Regulation and Compliance, Vol. 14 No. 3, pp. 311-315. https://doi.org/10.1108/13581980610685676

Publisher

:

Emerald Group Publishing Limited

Copyright © 2006, Emerald Group Publishing Limited

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