Journal of Financial Regulation and Compliance: Volume 16 Issue 2

Subject:

Table of contents

Hedge fund administrators and asset valuations – does it all add up?

Harry McVea

The purpose of this paper is to assess the role of hedge fund administrators, particularly in relation to valuing complex and/or illiquid financial instruments.

714

Trading strategies of the US‐based international mutual funds and test of the SEC regulation

M. Imtiaz Mazumder, Edward M. Miller, Atsuyuki Naka

The purpose of this paper is to examine the predictability of the US‐based international mutual fund returns by investigating 2,479 daily observations for all categories of…

Developing a financial services planning profession in the UK: An examination of past and present developments

John Gaskell, John Ashton

Against the backdrop of the Financial Services Authority's Retail Distribution Review, this study aims to present an assessment of the potential development of a UK personal…

1588

Implementing Basel II: an investigation of the UAE banks' Basel II preparations

Hussein A. Hassan Al‐Tamimi

This study aims at exploring the UAE banks' Basel II preparations. It is essential for the UAE banks to make adequate preparations to ensure their compliance with international…

1638

Lloyd's names fail in claim against government based on failure to implement insurance directive

Joanna Gray

The purpose of this paper is to report and comment on the Court of Appeal, Poole and Others v. HM Treasury.

198

Financial services and markets tribunal rules on application of financial promotion regime

Joanna Gray

The purpose of this paper is to describe the Financial Services and Markets Tribunal ruling on the application of the financial promotion regime, involving Fox Hayes v. Financial…

253
Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

e-ISSN:

1740-0279

ISSN-L:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton