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Ownership concentration and R&D investment: the moderating role of stock options

Furong Qian (School of Management, Nanjing University of Posts and Telecommunications, Nanjing, China)
Xiaoyong Yuan (School of International Economics and Trade, Nanjing University of Finance and Economics, Nanjing, China)

Management Decision

ISSN: 0025-1747

Article publication date: 14 September 2023

Issue publication date: 7 November 2023

235

Abstract

Purpose

This study aims to elaborate on how firms manage research and development (R&D) activities by examining the relationship between ownership concentration and corporate R&D investment, as well as the moderating role of stock options in this relationship.

Design/methodology/approach

The study sample comprised 354 Chinese listed firms from 2011 to 2019, and the Tobit model and the system GMM test are used to check robustness.

Findings

The results reveal that ownership concentration and R&D investment have an inverted U-shaped relationship. In the presence of stock options, this inverted U-shaped relationship is significantly weaker.

Originality/value

The results have important managerial implications for firms that aim to grant stock options and improve the impact of ownership concentration on R&D investment strategies.

Keywords

Citation

Qian, F. and Yuan, X. (2023), "Ownership concentration and R&D investment: the moderating role of stock options", Management Decision, Vol. 61 No. 11, pp. 3475-3492. https://doi.org/10.1108/MD-07-2022-0885

Publisher

:

Emerald Publishing Limited

Copyright © 2023, Emerald Publishing Limited

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