Regulatory Bodies in Main Jurisdictions*
Insights on Financial Services Regulation
ISBN: 978-1-83982-067-0, eISBN: 978-1-83982-066-3
Publication date: 10 June 2020
Citation
Consiglio, J.A. (2020), "Regulatory Bodies in Main Jurisdictions
Publisher
:Emerald Publishing Limited
Copyright © 2020 Emerald Publishing Limited
Australia
Australia Prudential Regulation Authority (APRA)
Australian Securities and Investment Commission (ASIC)
Belgium
Financial Services and Markets Authority (FSMA)
National Bank of Belgium (NBB)
Canada
Office of the Superintendent of Financial Institutions (OSFI)
Cayman Islands
Monetary Regulatory and Advisory Body of the Cayman Islands (CIMA)
China
China Banking Regulatory Commission (CBRC)
China Insurance Regulatory Commission (CIRC)
China Securities Regulatory Commission (CSRC)
Denmark
Financial Supervisory Authority (Finanstitsynet)
France
Autorite' des marches financiers (AMF)
Germany
Federal Financial Supervisory Authority (BAFIN)
India
Forward Market Commission (FMC)
Insurance Regulatory and Development Authority of India (IRDA)
Ministry of Corporate Affairs (MCA)
Pension Fund Regulatory and Development Authority (PFRDA)
Reserve Bank of India (RBI)
Securities and Exchange Board of India (SEBI)
Ireland
Central Bank of Ireland (CBI)
Dublin Financial Services Authority (DFSA)
Italy
Commissione Nazionale per le Societa' e le Borse (CONSOB)
Institute for the Supervision of Insurance (IVASS)
Japan
Financial Services Agency (FSA)
Luxembourg
Commissariat aux Assurance (CAA)
Commission de Surveillance du Secteur Financiere (CSSF)
New Zealand
Financial Markets Authority (FMA)
Norway
Financial Supervisory Authority of Norway (Finanstitsynet)
Portugal
Portuguese Insurance Regulator (ASF)
Portuguese Securities Market Commission (CMVM)
Russia
Central Bank of Russia
Singapore
Monetary Authority of Singapore (MAS)
South Africa
Financial Services Board
National Credit Regulator
South African Reserve Board
Spain
Banco de Espana (Banking Sector Regulator)
Direction General de Seguros (DGS)
Spanish Securities Market Commission
Sweden
Financial Services Authority (Finansinspektionem)
Switzerland
Swiss Financial Market Supervisory Authority (FINMA)
Swiss National Bank
Six Swiss Exchange
United Kingdom
Bank of England (BoE)
Financial Conduct Authority (FCA)
Prudential Regulation Authority (PRA)
USA
Vide Fig. 1.2.
For fuller treatment of the issue of single vs multipeak regulatory structures in various jurisdictions, vide Fabri, D. (2006). A single unified supervisory authority for financial services in Malta and beyond: Some legal and regulatory issues. In Id-Dritt (pp. 251–280). Malta: UoM Law Students Society; and Engen, T., & Lim, B. K. (2015). After market crash China mulls single super regulator. Times of Malta, November 18.
- Prelims
- Chapter 1 Introduction
- Chapter 2 Public Interest
- Chapter 3 Risks and Asymmetry
- Chapter 4 Regulatory Expertise: A Discussion
- Chapter 5 Does Economics Matter?
- Chapter 6 How Should It Be Taught?
- Chapter 7 The Regulatory Environment
- Chapter 8 Concluding Insights
- Appendix Regulatory Bodies in Main Jurisdictions
- References
- Index