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To provide analysis on several SEC enforcement actions of interest to broker-dealers and investment advisers.

The article is organized chronologically based on the dates of the SEC enforcement actions discussed.

The SEC enforcement actions discussed in the article demonstrate that broker-dealers and investment advisers must maintain and enforce compliance and supervision policies and procedures reasonably designed to detect and prevent violations of the securities laws. When firm personnel commit violations (either intentionally or inadvertently), the SEC will evaluate whether firms could have been more effective in detecting and preventing those violations.Some of these cases also serve to remind firms that the SEC will often take enforcement action even when there is no evidence of customer harm.

Practical guidance from experienced securities lawyers that consolidates and analyzes several recent SEC enforcement actions.

Purpose: In this chapter, we develop a concept of social biographies which draws on social network and life course theories to examine how a diverse set of social relationships impacts health of sexual and gender minority (SGM) people over time.

Design/methodology/approach: We provide an overview of several decades of research on SGM people's social relationships, organizing this research within a social biographies framework.

Findings: We theorize about the importance of both the structure and content of SGM people's social networks for health, how these social relationships interact with each other, how these social biographies and their impacts shift across SGM cohorts and over the life course, and how they further are shaped by the intersection of a range of factors (e.g., race/ethnicity, social class).

Social biographies can remain constant or change over time, and relationships of all types and durations have the power to significantly improve or undermine health. This is in part because social ties both buffer and exacerbate the inimical effects of stress on health.

Originality/value: Traditional conceptualizations of relationships fail to reflect the diversity of relationships in SGM lives. Studying this diversity deepens our view of how social biographies influence health and how health inequities between SGM and cisgender and heterosexual (cishet) populations emerge. Studying social biographies of SGM people using theoretical and methodological tools from life course and social network perspectives reveals existing voids in the current literature, enabling researchers to better understand the shifting nature of social relationships in the twenty-first century.

Child marriage, or marriage between two individuals when one or both are under the age of 18, is legal and practiced in 48 US states. Despite this, child marriage is commonly understood as only occurring in the Global South. Child marriage laws shed light on the paradoxical policies that most US states enforce regarding young people’s sexual agency. By legalizing sex between adults and minors within the institution of marriage, child marriage provides exception to statutory rape laws, which classify sex between minors and adults as sexual violence. In this chapter, I draw on feminist and queer theories to critically examine the racialized and gendered effects of these contradictory state policies. First, I analyze US age of consent laws’ reliance on an adult/child binary that constructs adults and minors as essentially and radically different. Second, I explore efforts to challenge the adult/child binary, looking at how frameworks for understanding sexual violence that are rooted in an adult/child binary can exacerbate young people’s vulnerability to sexual violence. Third, I discuss feminist efforts to theorize sexual violence outside of binary logics and their implications for research on child marriage. I conclude by discussing areas for future research on child marriage that attend to the racialized and gendered inequalities that undergird the state regulation of youth sexualities.

Reviews current vulnerabilities of US civil infrastructure and how they might be addressed with identification/authentication technologies.

Paper presents brief overview of biometric technology – its history, evolution since 9/11 and current state of the technology. Paper then reviews identity‐based US civil infrastructure vulnerabilities and how they may be mitigated with the integration of biometrics into risk management systems.

Much has been achieved in the maturation of biometrics in the past five years with respect to standards development, scalability and testing; thus making them far more applicable to large scale deployment.

Biometrics, on a stand‐alone basis, but more often when integrated with other ID/authentication technologies can have a positive impact on the security of US civil infrastructure.

Paper offers those responsible for civil infrastructure protection new approaches to identify assurance.

This study examined sexual minority status on perceived sense of belonging and compared sexual minority students and exclusively heterosexual students as a function of participating in work-integrated learning (WIL).

A cross-sectional, quantitative design was used with participants grouped by sexual minority status and participation in WIL.

Sexual minority students (WIL and non-WIL) reported lower sense of belonging than exclusively heterosexual students (in WIL and non-WIL). Sexual minority students in WIL also reported significantly weaker sense of belonging compared to non-WIL sexual minority students suggesting that WIL presents some barriers to establishing a strong sense of belonging for sexual minority students.

The findings provide evidence for developing programs to ensure all students are in a safe environment where they can develop and strengthen their sense of belonging regardless of minority status. This is important given that a sense of belonging impacts mental health and overall well-being.

Recent years have seen the development of new approaches to the study of gender and sexuality in childhood, with attention given to socio-historical, cultural and political contexts. This chapter aims to contribute towards a limited field of research on queer childhood and youth in Central Asia by considering how narratives of queer childhood in Kazakhstan are culturally produced. This chapter draws on the material from in-depth interviews of 11 queer people living in Kazakhstan, focussing on their narratives of childhood. The study exposes the effect of silence about non-heteronormative identities in Kazakhstan on queer children. Narratives of bullying and managing school violence are explored along with narratives of queer childhood within the families of origin. Lastly, the chapter foregrounds instances of agency and resilience, considering how queer children manage to steer themselves away from being an ‘impossible subject’ and contest dominant societal attitudes and discourses.

Anti-bullying legislation has been adopted in every state to prevent the victimization of youth, but the focus on deterring and criminalizing individual behavior can obscure the contextual factors that contribute to aggression. This theoretical paper engages sociological literature to understand the impact of recent anti-bullying legislation on students’ experiences.

We discuss stigma and account-making theory to theorize the ways students become particularly vulnerable to victimization and may or may not be sufficiently protected under the law. We also engage criminological theories to understand how punishment may not be sufficient for preventing aggressive behavior but may instead lead students to employ strategies to avoid being caught or punished for their behaviors.

We argue that the majority of current anti-bullying definitions and protocols in use are ambiguous and insufficient in protecting vulnerable groups of students, particularly students with disabilities, overweight students, and LGBT +  students.

Our findings suggest that schools should seek to understand and alter the school-wide cultures and norms that permit aggressive behavior in the first place, in turn creating more inclusive school environments.

Through the media it is clear that the number of people who are openly identifying as transgender is growing. Some of those people who are identified as transgender are adults but many times they are younger and sometimes young children (under the age of eight). As young children are sharing with family and school personnel that their gender and the assigned gender at birth are not an exact match, families and school personnel need the tools to support these children. Since most teacher training programs do not currently have preparation in working with children who are transgender or gender fluid, it is up to teachers and administrators to seek out materials and resources until such time as teacher preparation programs include this in the curriculum. In this chapter, the author shares basic terminology, ideas about changing curriculum, language, and environment in early childhood settings to help welcome young children who are transgender or gender fluid into these spaces. In addition, possible questions children and adults may ask are included along with resources and books about people who are transgender that are age appropriate for early childhood settings.

Heteronormativity and cisnormativity are dominant perspectives ensuring that social structures, including educational systems, operate with a bias for heterosexual, cisgender people. Gender and sexual minority (GSM) children worldwide attend schools where they are excluded and harassed because of their gender identity and/or sexuality. While many education professionals would not tolerate such discrimination perpetrated on the basis of minority ethnicity, race, or religion, relatively little attention is given to the marginalization of GSM students. The term ‘context paralysis’, coined here, describes a reluctance to engage with issues when the cultural context may make doing so difficult. Gender and sexuality are indeed sensitive and provocative topics, deeply connected to cultural norms and customs. However, to dismiss discrimination against GSM people in the name of local traditions is to be complicit in a tradition of bigotry. This chapter calls upon comparative and international education (CIE) scholars to employ their aptly nuanced training and expertise to elevate the visibility of issues barring GSM students from equal participation in school, to disseminate findings about effective interventions and policies that protect and support GSM students, and to interpret and adapt this research for application across cultural and geographic settings. Indeed, it is those in the field of CIE who may be best suited to carry out the sensitive implementation of educational research across borders and are, thus, particularly well-positioned to overcome context paralysis on behalf of GSM children worldwide.

Analyzing sport fans' emotions has attracted much attention and offered important implications for research on sport consumer behavior. As such, diverse emotional factors have been considered to understand their behavioral responses. However, the concept of nostalgia has been examined to a lesser extent in the context of sport. Thus, this study investigated the role of nostalgia and its relationships with place attachment and revisit intention. The frequency of past experience was used as a moderator in this study.

Data collection was performed during six professional baseball games in South Korea, and 461 responses were collected from sport tourists. This study tested the reliability and validity of the measurement model and examined the relationships between constructs.

Results showed that nostalgia positively affected place attachment and revisit intention; place attachment played a mediating role between nostalgia and revisit intention. In addition, this study found that the relationship between nostalgia and place attachment was moderated by past experience.

This study identified how nostalgia can drive the development of a bond between place and sport fans, encouraging them to keep returning to the place where they are attached.