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Article
Publication date: 3 July 2017

Jonathan G. Cedarbaum, Benjamin A. Powell, D. Reed Freeman, Leah Schloss and Reed Abrahamson

To analyze the cybersecurity regulations for financial institutions issued by the New York State Department of Financial Services on February 16, 2017.

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Abstract

Purpose

To analyze the cybersecurity regulations for financial institutions issued by the New York State Department of Financial Services on February 16, 2017.

Design/methodology/approach

This article summarizes the regulations’ scope and requirements including definition of Covered Entities and substantive requirements including periodic Risk Assessments, cyber policies, dedicated and trained personnel, testing, audit trails, control over Third Party Service Providers, authentication, secure disposal, encryption, and incident reporting.

Findings

The regulations go beyond federal requirements in a number of important respects.

Originality/value

This article provides a guide for regulated entities to start preparing for compliance with the new regulations from experienced lawyers with specialties in cybersecurity, privacy and communications.

Details

Journal of Investment Compliance, vol. 18 no. 2
Type: Research Article
ISSN: 1528-5812

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