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Article
Publication date: 1 January 2002

ERIC J. WALLACH and CAMILLE R. NICODEMUS

This is a survey of pertinent topics involving employment law issues in the securities industry. The topics include employment agreement (restrictive covenants, enforcement, etc.…

Abstract

This is a survey of pertinent topics involving employment law issues in the securities industry. The topics include employment agreement (restrictive covenants, enforcement, etc.) issues with registered representatives, and reductions in force (RIFs).

Details

Journal of Investment Compliance, vol. 2 no. 3
Type: Research Article
ISSN: 1528-5812

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