Journal of Financial Regulation and Compliance: Volume 32 Issue 5

Banking on trust: exploring the relationship between Federal Reserve directors and financial institutions

Elizabeth Cooper

This study aims to analyze the risk profile of banks whose managers sit on Federal Reserve district bank boards in 2023. In particular, to analyze the impact tha Federal Reserve…

The ripple effect: analyzing the contagion of the Tunisian revolution on the Egyptian stock market

Zahra Meskini, Hasna Chaibi

This study aims to test the contagion effect of the Tunisian revolution on the Egyptian stock market. Thus, the purpose of this research is to distinguish the contagion effect…

Does banking consolidation improve bank stability? Evidence from Sub-Saharan Africa

Philip Ayagre, Emmanuel Sarpong-Kumankoma, Anthony Q.Q. Aboagye, Patrick Opoku Asuming

This study aims to investigate the influence of banking consolidations on bank stability in Sub-Saharan African (SSA) countries for the period 2003–2019, following a series of…

Predicting stock market crashes in MENA regions: study based on the irrationality of investor behavior and the NARX model

Sirine Ben Yaala, Jamel Eddine Henchiri

This study aims to predict stock market crises in the Middle East North Africa (MENA) regions by leveraging the nonlinear autoregressive neural network with exogenous inputs…

Crossing the lines a human approach to improving the effectiveness of the three lines model in practice

Morgan Fenelon, Juliette van Doorn, Wieke Scholten

Financial services firms have a significant societal responsibility to prevent issues. The three lines model helps them do that though faces challenges in its effectiveness. This…

Toward a mapping of compliance risk in banks

Amal Tahiri, Fatima Zahra El Arif

Compliance risk management in the banking sector is crucial because of its multifaceted nature and its potential repercussions on reputation and financial stability. This study…

All are interesting to invest, I fear of missing out (FOMO): a comparative study among self-employed and salaried investors

Jitender Kumar, Manju Rani, Garima Rani, Vinki Rani

This paper aims to examine how fear of missing out (FOMO) and investment intention mediate the relationship between behavioral biases and investment decisions of retail investors…

Exploring aggressive tax planning dynamics: the impact of investment opportunity sets and free cash-flow surplus

Anas Ghazalat

This study aims to investigate how investment opportunity sets (IOs) and free cash-flow (FCF) surpluses affect aggressive tax planning (ATP). This research focuses on examining…

The impact of bank liquidity, monetary policy and global crises on bank risk-taking: evidence from Vietnam

Phan Dinh Nguyen

This paper aims to examine the impact of bank liquidity, monetary policy and global crises on bank risk-taking behavior of Vietnamese banks. It provides evidence for a risk-taking…

Unveiling the drivers of green loan disclosures: a study of financial and governance determinants

Siddharth Patel, Rajesh Desai, Krunal Soni

This study aims to investigate the factors influencing Indian banks’ choice of green loan disclosure practices. The study analyzes the effect of financial and governance variables…