Journal of Financial Regulation and Compliance: Volume 27 Issue 4

Comparison of advanced economies’ performance in bubbles mitigation

Emilio Gallego Neira, Carlos Martínez de Ibarreta

This paper aims to analyze the effectiveness of macroprudential and fiscal policies taken from a sample of ten advanced economies in relation to the mitigation of real-estate and…

Time-varying response of treasury yields to monetary policy shocks: Evidence from the Tunisian bond market

Lassaâd Mbarek, Hardik A. Marfatia, Sonja Juko

This paper aims to examine the Treasury bond yields response to monetary policy shocks in Tunisia under a heterogeneous economic environment.

Promoting responsible sovereign lending and borrowing: the role of sovereign wealth funds

Georgios Pavlidis

This paper aims to investigate the idea of building responsible borrowing and lending into sovereign wealth fund (SWF) decision-making. SWFs, which currently manage US$8 trillion…

Does the speed of adjustment in regulation and supervision affect financial stability in developing countries?

Chadi Azmeh

This paper aims to examine the impact of bank regulation and supervision on financial stability. Financial sector reform, especially in developing countries, takes the form of a…

A practical process mining approach for compliance management

Michael Becker, Rüdiger Buchkremer

The purpose of this study is to examine whether the compliance management activities in the risk management environment of financial institutions can be enhanced using a Process…

Impact of correspondent bank de-risking on money service businesses in Jamaica

Leo-Rey Gordon

The paper aims to provide needed quantitative assessments of the impact of the withdrawal of correspondent banking to small emerging economies. It serves to identify the extent to…

Does commission remuneration affect the investor’s outcome? Experience from Central Europe

Jiří Šindelář, Petr Budinský

This paper aims to deal with the conflict of interest in the area of investment advice, rewarded through the commission mechanism. Using a substantial data set on sales of…