Journal of Financial Regulation and Compliance: Volume 15 Issue 1

Financial sector convergence and corporate governance

To explore the implications of financial sector convergence for corporate governance systems.

Reforming governance and regulation of urban cooperative banks in India

To argue a case for a paradigm shift in the way urban cooperative banks (UCBs) are managed, governed, and regulated in India to enable them to enhance their contributions to…

Corporate governance in Germany

The purpose of this paper is to provide an outline of German corporate governance.

Deposit insurance and credit unions: an international perspective

The purpose of this paper is to explore why credit unions might need deposit insurance, how they might respond to its introduction and how this protection mechanism should be…

Do risk factors matter in the IPO valuation?

The purpose of this paper is to investigate whether all of the risk factors were priced during the internet bubble period.

MiFID impact on investment managers

The aim of this paper is to analyze the impact of the Markets in Financial Instruments Directive (MiFID) on investment managers but also on funds' units as financial instruments.

An appraisal of the Pensions White Paper proposals

This paper seeks to evaluate the Pensions White Paper proposals against down to earth and relatively obvious objectives and criteria; and to suggest some options – no matter how…

“If in doubt count it out!”: a review of the AIT criminal trial

The purpose of this paper is to consider the outcome of the Financial Services Authority (FSA)'s first ever contested criminal prosecution of company directors accused of making…

Financial services and markets tribunal clarifies both its own jurisdiction and the scope of market abuse

To report and comment on the tribunal case Phillippe Jabre v. FSA

Financial services and markets tribunal further clarifies scope of market abuse regime

To report and comment on the tribunal case James Parker v. FSA.

Emerald at 40

Editorial