Abstract
Purpose
The goal was to improve the quality of the hospitalization process and the management of patients, allowing the reduction of costs and the minimization of the preoperative Length of Hospital Stay (LOS).
Design/methodology/approach
The methodology used to improve the quality of the hospitalization process and patient management was Lean Thinking. Therefore, the Lean tools (Value stream map and Ishikawa diagram) were used to identify waste and inefficiencies, improving the process with the implementation of corrective actions. The data was collected through personal observations, patient interviews, brainstorming and from printed medical records of 151 patients undergoing oral cancer surgery in the period from 2006 to 2018.
Findings
The authors identified, through Value Stream Map, waste and inefficiencies during preoperative activities, consequently influencing preoperative LOS, considered the best performance indicator. The main causes were identified through the Ishikawa diagram, allowing reflection on possible solutions. The main corrective action was the introduction of the pre-hospitalization service. A comparative statistical analysis showed the significance of the solutions implemented. The average preoperative LOS decreased from 4.90 to 3.80 days (−22.40%) with a p-value of 0.001.
Originality/value
The methodology allowed to highlight the improvement of the patient hospitalization process with the introduction of the pre-hospitalization service. Therefore, by adopting the culture of continuous improvement, the flow of hospitalization was redrawn. The benefits of the solutions implemented are addressed to the patient in terms of lower LOS and greater service satisfaction and to the hospital for lower patient management costs and improved process quality. This article will be useful for those who need examples on how to apply Lean tools in healthcare.
Keywords
Citation
Fiorillo, A., Sorrentino, A., Scala, A., Abbate, V. and Dell'aversana Orabona, G. (2021), "Improving performance of the hospitalization process by applying the principles of Lean Thinking", The TQM Journal, Vol. 33 No. 7, pp. 253-271. https://doi.org/10.1108/TQM-09-2020-0207
Publisher
:Emerald Publishing Limited
Copyright © 2021, Antonella Fiorillo, Alfonso Sorrentino, Arianna Scala, Vincenzo Abbate and Giovanni Dell'aversana Orabona
License
Published by Emerald Publishing Limited. This article is published under the Creative Commons Attribution (CC BY 4.0) licence. Anyone may reproduce, distribute, translate and create derivative works of this article (for both commercial and non-commercial purposes), subject to full attribution to the original publication and authors. The full terms of this licence may be seen at http://creativecommons.org/licences/by/4.0/legalcode
1. Introduction
Oral cancer represents the sixth most common malignancy in the world. There are a lot of oral cancers depending on the histology: minor salivary gland cancers, odontogenic tumours, sarcomas, lymphomas and melanomas represent the 10% of the oral cancers (Kumar et al., 2016). Squamous cell carcinoma alone represents the 90% of all the malignancies of the oral cavity (Chaturvedi et al., 2013). The mouth also has an important aesthetic and communicative function that may be affected in case of big tumours and important surgical removal. It is often needed to operate and reconstruct to restore the anatomy and the function of the tissues affected (Wong and Wiesenfeld, 2018).
Data from the AIOM/AIRTUM Report “I numeri del cancro in Italia 2019” [1] indicate that around 9,400 new cases of head-neck cancer (lips, oral cavity, pharynx) are expected in 2019, 7.200 among men and 2.200 among women: they represent approximately 3% and 1% of all incident cancers respectively.
The incidence of health expenditure on the Italian economy is relevant in this context; at first glance, in absolute terms it has been growing steadily in recent years, in 2019 health expenditure of 118.560 billion is expected, equal to 6.6% of gross domestic product (Nota di aggiornamento del Documento di Economia e Finanza 2019) [2]. Healthcare spending has grown less than inflation, but the cuts have been justified with the need to maintain a balanced budget and to eliminate wastes and inefficiencies (Report GIMBE Observatory n. 7/2019).
The significant increase in healthcare costs has prompted hospital services to reinvent themselves to increase productivity, ensure quality of care and patient safety (Costa et al., 2017; Lucchese et al., 2020; Cabrera et al., 2020). However, there are several excellence-oriented management models based on the use of methodologies developed in the industrial and manufacturing sectors (Nicolay et al., 2012; Antony and Kumar, 2012; Amrani and Ducq, 2020) but also spread in the transactional and services sector, with the aim of assisting, supporting and advising health policymakers (Converso et al., 2012; Ran et al., 2020). Several methodologies have been used in the healthcare sector: health technology assessment between technologies (Ricciardi et al., 2020a), machine learning algorithms to analyse data and improve clinical decision making (Ricciardi et al., 2020b, c; Improta et al., 2020; D'Addio et al., 2019) and Six Sigma (SS) to introduce and analyse new clinical pathway (Improta et al., 2019a, b).
Lean Thinking (LT) emerged in the 1940s in the Japanese automotive industry, Toyota. Toyota Production System (TPS) is based on the concept of eliminating waste or unnecessary interventions on the entire industrial process (Ohno, 1988; Costa and Filho, 2016; Östlund, 2020).
The term “lean” was first used by Womack et al. (1990) to describe TPS, which involves a series of methods and tools to continuously improve the efficiency and effectiveness of a system by eliminating waste. LT is implemented according to five principles: (Cruz and Leitner, 2010; Abdallah, 2020; Amaro et al., 2020):
Definition of value according to customer's perspective.
Mapping the flow of value, or rather outlining the activities into which the process is divided, distinguishing those with added value and those non-added value.
Create the flow: the value creation process must flow continually (no waiting and delay).
Pull production: the value flow should be based on pull production, i.e. produce only when and what is requested by the customer.
Pursuing perfection is the point to which we must strive through continual improvement and eliminating wastes.
Thus, LT focuses on reducing wastes (called Muda, in Japanese) and activities that absorb time and resources without adding value to the production process, synchronizing workflows (Womack and Jones, 1996). Toyota highlights two important techniques for reducing wastes and continual improvement of the process: “just-in-time” (production of goods when requested by a customer and in the necessary quantity) and “jidoka” (automation with a human touch, through equipment that automatically stops when quality problems are detected) (Mezzocato et al., 2010; Östlund, 2020).
Among the numerous Lean tools, the most cited in the studies, are the Value Stream Map (VSM), Visual Management, Ishikawa diagram, Kanban, Standardization, Kaizen Process map (Cruz and Leitner, 2010; Babu Purushothaman et al., 2020). Therefore, LT allows to carry out a qualitative evaluation and its strength lies in its series of standard solutions to common problems (George, 2003; De Koning et al., 2006; Coelho et al., 2015; Akmal et al., 2020). Lean has spread to other sectors and organizations gradually moving to services, in fact, since the beginning of the twenty-first century, Lean tools have also been used in the healthcare sector (Young and McClean, 2008; Kelendar, 2020). Amaral et al. (2020) performed a systematic literature review to map how Lean tools are used in healthcare and what are their outcomes. VSM, 5S and Kaizen were the most widely used Lean tools.
The wastes indicated by LT in the production services are well described in the literature (Torielli et al., 2011; El-namrouty and Abushaaban, 2013; Pavlović et al., 2020) and they can be interpreted by researchers to address problems in the healthcare sector (Womack, 2005; Toussaint and Gerard, 2010; Kelendar and Mohammed, 2020).
According to Usman (2020), the seven categories of wastes from the TPS can be adapted to healthcare, as shown in Table 1, as well as including an eighth category talent (failure to train emergency technicians and doctors in new diagnostic techniques) (Catalyst, 2018). Reducing these wastes in healthcare facilities leads to faster service, fewer errors and less costs (Ricciardi et al., 2019).
The aim of this work is to improve the performance of the hospitalization process of patients undergoing surgery to remove oral cancer. Therefore, a process analysis was carried out using Lean tools to identify wastes and its causes. Only some of the wastes in Table 1 are present in our case study, which were analysed both qualitatively and quantitatively. Then, Lean solutions to minimize wastes were defined and implemented.
The Length of Hospital Stay (LOS), measured in days, was the hospitalization performance indicator used to quantify wastes minimization. The hypothesis to be verified, therefore, is the reduction of LOS. Some authors reported empirical evidence in previous scientific articles to support this hypothesis and the use of LOS as a performance indicator in Lean and Six Sigma studies.
Improta et al. (2015, 2017) applied the Lean Six Sigma (LSS) methodology to the prosthetic hip and knee replacement surgery processes, in fact they adopted pre-hospitalization as a corrective action to improve the quality of the services provided and to reduce LOS and hospital costs. Subsequently, Improta et al. (2019b) and Ricciardi et al. (2020d) introduced Fast Truck surgery, compared to previous works. Through rigorous LSS analysis, they allowed patients stable medical conditions and adequate pain relief, reducing the inappropriate lengthening of LOS. Again, Ricciardi et al. (2019) and Scala et al. (2020, 2021) analysed the introduction of the diagnostic-therapeutic-care pathway (DTAP), using the LSS methodology. They reported a statistically significant reduction in LOS (Ricciardi et al., 2019; Scala et al., 2021) and in preoperative-LOS (Scala et al., 2020); therefore the implementation of DTAP has brought advantages for both hospitals and patients.
The paper is structured as follows: in the Introduction, a description of the healthcare sector and methodology is performed to support the research. Next, in Literature review, the most recent studies using LT in the healthcare context are reported. This is followed by Materials and Methods, which describes the context where the study takes place, the data collected and the phases of the applied methodology. In the Results, the authors present the results of the statistical analyses obtained with the implementation of Lean management. Finally, the discussion of the findings is presented step by step, followed by the conclusions.
2. Literature review: Lean thinking
Literature review about Lean applied in the healthcare is relatively recent. However, there are documents in a wide range of clinical situations, according to which Lean tools have been successful (Al-Araidah et al., 2010; Montella et al., 2017; Improta et al., 2018a; Akmal et al., 2020).
Fantola et al. (2020) analysed the clinical and logistical aspects of the operating room in the Enhanced recovery after bariatric surgery protocol. Through LT method, the operating room was reorganized and logistical efficiency was achieved, which contributed to reducing all operating room times and related to the improvement of LOS and post-operative complications.
Blouin-Delisle et al. (2020) followed the approach of a collaborative Lean methodology that involved various health professionals. The goal was to improve interprofessional work and coordination of care during patients' hospitalization to reduce the LOS. The study demonstrated a reduction in the average LOS in the geriatric care unit and optimized flow in the Emergency Room.
Peynetti Velázquez et al. (2020) applied the Lean methodology by transforming all non-urgent outpatient mental health appointments into telemedicine in days, at the Cambridge Health Alliance's psychiatry department. The system redesign process involved a customer-centric approach and continual improvement through monitoring operational data. The authors demonstrated a reduction in no-shows, stability in the volume of visits and strategies that will improve the provision of equitable and quality care for all.
Morales-Contreras et al. (2020) used Lean principles to identify wastes and an evaluation of applying an innovative approach in the hip fracture surgery process. This research stated that wastes identification and process redesign help continue to improve operations, increase efficiency, reduce costs and improve services while providing benefits to patients, families, hospital employees and healthcare systems.
Improta et al. (2018b) applied a LT approach at Emergency Department (ED) of Cardarelli Hospital Naples with the aim of increasing patient flow, improving the processes that contribute to facilitating the flow of patients through the various stages of medical treatment and eliminating all bottlenecks (queue) as well as all non-added value activities. They demonstrated the applicability of LT to ED processes and shown a positive increase in the performance of the ED, improving the efficiency of services and reducing waiting times.
Lot et al. (2018) opted for the application of LT tools to address problems in patient flow and identify the reasons behind long waiting times at a public liver transplant outpatient clinic in an education and research hospital. The solutions implemented reduced patient waiting times by improving patient flow.
Salam and Khan (2016) analysed a health service facility through the LT to improve system-wide process and greater patient satisfaction. The results show that by adopting the Lean process the system can become more efficient by providing a better, faster and safer healthcare system that contributes to patient satisfaction.
Haddad et al. (2016) used LT to map and model the hospitalization process of patients to improve patient flow and reduce unnecessary waiting and manipulation by patients and staff. The result was to reduce total time of the patient in the system up to 43%, without incurring additional costs or using more resources.
Furthermore, new studies emerged in the context of the COVID-19 pandemic. Pellini et al. (2021) assessed the impact on patient flow of organizational and logistical changes (key interventions) based on LT implemented after the COVID-19 outbreak. Indeed, they highlight that LT could prove useful for optimizing preoperative and postoperative time during the current pandemic, minimizing the exposure of healthcare professionals and patients to COVID-19 and promoting the rational use of limited resources, in compliance with oncological principles. Furthermore, the authors stated that LT strategies need to be monitored closely and for long time as they can lead to significant improvements in clinical practice, even beyond the current pandemic.
As a result of the literature review it can be claimed that Lean can be implemented in a public healthcare system to help improve the quality of processes and avoid wastes. The most important indicator for measuring the performance of a healthcare process is LOS, the number of days between the patient's hospitalization date and the date of his discharge. In some cases, LOS is influenced by several factors related to the clinical diagnosis of the patient, but also by the inappropriate organization of the process. Indeed, in most cases, an inappropriate prolongation of LOS is associated with a lack of standardization of the healthcare process (Mosè et al., 2012; McKenry, 2012; Gayed et al., 2013 Daultani et al., 2015; Alfaro et al., 2020).
3. Material and methods
3.1 Context
This study was performed at the Maxillofacial Surgery Department at building 14 of the University of Naples “Federico II” and is divided over two floors. On the ground floor there are: consultancy with two desks and the possibility of visiting two different patients simultaneously; the Day Hospital surgery where oral surgery is performed every day, the management office, medical offices, the acceptance office and a library. On the first floor there are: the hospital ward, the waiting room, two operating rooms, the infirmary, the pharmacy and the rooms for the medical and nursing team. The hospital ward consists of 9 rooms with 22 beds for patients and some rooms for doctors and nurses.
The multidisciplinary team of research was composed of an economist, an engineer, a specialized doctor, a physician, nurses and the health management. In accordance with the literature (Improta et al., 2018b; Abdallah, 2020; Morales-Contreras et al., 2020; Amaral et al., 2020), the research framework is divided into two phases:
In the first phase, the analysis of the hospitalization process included:
Qualitative analysis through Lean tools, i.e. representation of the process with basic VSM and identification of wastes; discover the causes of the wastes effect with the Ishikawa diagram.
Quantitative analysis carried out to support the definition of Lean solutions. Statistical tests were used to investigate which independent clinical variables could effectively influence LOS.
Thanks to the findings of the first phase, the research team designed and implemented Lean solutions to reduce wastes.
In the second phase, quantitative analyses were carried out to measure the improvement of the hospitalization process by analysing LOS: that is, performance indicators before and after improvement; descriptive statistical analysis of LOS; statistical tests to verify the hypothesis of reduction in LOS after the implementation of Lean solutions.
3.2 Collection data
To get more information on the patient's hospitalization process, the research team explored with personal observations at the department, patient interviews and brainstorming with nurses and doctors. This information is not measurable but was useful for the qualitative analysis of the process. Then, they studied two groups of hospitalized patients who were operated due to an oral cancer before and after improvement. Data were collected from printed medical records consecutively and punctually from 2006 to 2018 without exclusion criteria (there are no missing values). The sample size of the pre-improvement analysed patients is 65 (2006–2008), while post-improvement is 86 (2009–2018).
3.3 Process as is
At the Maxillofacial Surgery Department, prior to Lean management, the hospitalization process of patients undergoing oral cancer surgery is described as follows.
The biopsy of the neoplasm represents the first step to characterize the suspect of an oral malignancy; moreover, it is important to frame the clinical health status of the patients and the stage of the cancer. Pre-operative imaging is important. There are some instrumental exams that should be practiced to understand the size and the stage of the pathology and to define the surgical and/or the medical therapy (Nae et al., 2019). Sometimes of these exams may require long times to be practiced because long waiting lists in the hospitals.
Before 2009, at the Department of Maxillofacial Surgery the normal procedure to treat an oncologic patient previewed the first visit in the ambulatory and then his hospitalization to run each needed exam. This situation could cause long period of hospitalization because of the lack of availability to run these exams. During this time the patients are submitted to many other exams, comprehending ultrasound and echo-colour-Doppler of the neck to evaluate lymph nodal stations involvement, contrast CT and/or contrast MR to stage the primary tumour, lymph nodes and metastasis, PET-CT, to evaluate distant metastasis, and orthopantomogram to have a clear vision of teeth and bone (Sureshkannan and Vijayprabhu, 2011; Moreira et al., 2017; Karam et al., 2017). The anaesthesiologist, having read the exams and consultations practiced, assigns the patient an anaesthesiologic risk category (American Society of Anaesthesiologists Score) that allows surgery. Typically, the preoperative LOS is on mean about 5 days to run diagnostic exams.
The surgery for oncological operations lasts a mean of 5 h and it needs basically two steps. The first step is represented by the removal of the tumour and other structures involved in the disease. The second step is represented by the reconstruction of the removed tissues. Sometimes, the first step can be demolitive, requiring the removal of big part of the face or the mouth. The reconstruction aims at restoring the anatomy and the physiological functions of the area (Montero and Patel, 2015). The post-operative LOS may vary according to the type of surgery performed and the specific needs required by each patient. On average, it can take around 15 days to cure. The clinical evolution of the patient is not always predictable. Discharge is deliberated by the doctor and generally takes one hour.
3.4 Process analysis
The first phase of the study was a qualitative analysis of the hospitalization process, using Lean tools. However, looking at the hospital ward's dynamics over a period and from patient interviews showed that, although the patients were satisfied of the medical team care, prolonged waiting times were bothering them the most. Additionally, medical team's perception of patient dissatisfaction with waiting times has led to increased stress and frustration for medical team.
Therefore, to evaluate and represent the patient hospitalization process, previously described, a basic Value Stream Map was drawn and shown in Figure 1. This tool allowed to identify the main activities, non-added value activities, that is, wastes, delays and inefficiencies of the process (Alkaabi et al., 2021; Marin-Garcia et al., 2021; Ricciardi et al., 2019). In fact, it was possible to frame delays and wastes during the preoperative phase of hospitalization.
Subsequently, nurses and physicians were involved in a brainstorming session to investigate influencing factors of prolonged preoperative LOS. However, a cause and effect diagram, or Ishikawa fishbone (root cause) diagram, was developed to determine the main sources of preoperative LOS prolongation, shown in Figure 2. This diagram represents the relationship between a problem and its potential causes. Four major causes were identified: patient, healthcare staff, system, process and related secondary causes. Of course, the causes (Figure 2) correspond to some of the wastes mentioned by Usman (2020) in Table 1.
As highlighted in the Ishikawa diagram, the causes that prolong patients' LOS affected by oral cancer are mainly related to the following wastes: long waits before providing the service of a test/exam or specialist consultancy (system); over production of services due to patients' co-morbidities and social factors (due to patients); defects in the service offered, i.e. errors in the paperwork, due to the difficulties encountered by the healthcare staff with an information system (healthcare staff) and thus over processing of healthcare activities due to a lack of organization of the staff and complex bureaucratic procedures (process).
Since previous wastes and their causes generated a prolongation of preoperative LOS, they are measured by analysing LOS. In fact, to support planning of Lean solutions, we considered interesting to understand which clinical characteristics of the patients could influence preoperative LOS (Improta et al., 2019c; Manyam et al., 2020). Statistical tests were conducted to investigate which independent clinical variables could effectively influence preoperative LOS. The variables considered were gender, age, American Society of Anaesthesiologists Score (ASA score), oral hygiene, diabetes, cardiovascular diseases. To test the normality of the data distribution, the Kolmogorov–Smirnov test was performed, with a significance level 0.05. So, the data did not follow a normal distribution. The Mann–Whitney test was used to compare the mean of the categories related to each single dichotomous variable, while the Kruskal–Wallis test for the non-dichotomous variable (age only). The results, in Table 2, show that the variable age has a weak influence on preoperative LOS, the presence of cardiovascular disease and diabetes in patients significantly influence, while the other variables have no influence it. However, patients with cardiovascular disease or diabetes need to be strictly monitored because of their blood pressure, their cardiovascular symptoms and their glycaemia. Sometimes, medical team, following the anaesthesiologic visit and prescriptions, needs to change cardiac and/or diabetes therapy before major surgery. In fact, in most cases, these patients included specialized non-routine and unscheduled tests that required long waits for their booking and execution, inevitably elongate time of hospitalization.
3.5 Lean solutions
From previous analyses, the research team planned and implemented solutions in close collaboration with physicians, nurses and management staff. The goal was to improve the performance of the hospitalization, so is important to reduce wastes and inefficiencies detected, thus reducing LOS. Therefore, the solutions are described below.
Since 2009 Maxillofacial Surgery Unit of the University Hospital “Federico II” of Naples started to use the pre-hospitalization to reduce the period of hospitalization and guarantee a timely treatment to the patients. The timeline previews the first visit in the ambulatory where a first suspect of diagnosis is made. In the ambulatory the patient is addressed to practice a biopsy of the neoplasm and diagnostic tests are required. When the patient is registered for the biopsy the medical team assigns a priority for the protocol to guarantee a fast treatment. Often, due to the long waiting list to practice some diagnostic exam in the hospital, patients are invited to practice it externally. This assures the possibility to get the diagnostic report in time and start to plan the treatment. During this time, patients are not obliged to stay in the hospital. Once the histological report is ready, patients are claimed to come to the ambulatory to get it. If the histological report shows a situation that need to treat, the patient is admitted in the waiting list for the hospitalization with a priority.
The pre-hospitalization previews a first access to the department to open the medical record and practice last exams (blood tests, electrocardiogram, x-ray) required for the anaesthesiologic evaluation. Once the medical record is opened and exams are ready, the patient is visited by the anaesthesiologic team, which assigns the American Society of Anaesthesiologists (ASA) risk score. The anaesthesiologist analyses the clinical background of the patients and his associated diseases. After the surgical planning, the patient is ready for hospitalization and to the surgery.
However, a simplification of complex bureaucratic procedures was recommended to reduce compilation and communication errors between users involved in the process. Procedures for an optimization of the waiting lists and work shift planning were introduced to ensure greater availability of diagnostic staff in handling cases.
Information and training meetings were held in which the medical staff were invited to overcome the preconceptions against the information system, showing the advantages in terms of speed, sharing and process optimization. In addition, other meetings were organized between healthcare managers and medical staff with the aim of informing them about the financial problems of the healthcare facility and the economic implications that could derive from non-compliance.
Unlike the implementation of pre-hospitalization, the latter solutions proposed will not apply immediately but will be adopted gradually over time.
As of 2009, the proposed solutions were implemented, and the results were observed. The solutions are summarized in Table 3.
4. Results
The Lean solutions described above were implemented. The most important Lean solution was the pre-hospitalization service. The other solutions will apply gradually over time.
To evaluate the improvement of the hospitalization process, the minimization of wastes was verified by analysing the LOS. In fact, the findings, discussed below, verify the reduction of preoperative LOS after the implementation of Lean solutions.
Therefore, the performance indicators of preoperative LOS before and after the introduction of pre-hospitalization were calculated and showed in Table 4, (Improta et al., 2018b). They indicate from 2006 to 2008 (pre-improvement) 40% of patients had preoperative LOS ≥ 5 days, instead only 60% of patients had preoperative LOS <5 days. While, from 2009 to 2018 (post-improvement) a reduction in the percentage of patients with preoperative LOS ≥ 5 days (−6.28%) was observed.
Furthermore, in Table 5 the total LOS' mean was about 11.77 days compared to 15.60 days calculated without pre-hospitalization while the standard deviation indicates a greater variability of LOS compared to the mean value.
However, the Mann–Whitney test was performed to verify the significance of the difference in preoperative LOS between two independent samples (pre- and post-improvement) overall and for each category related to clinical variables. The null hypothesis is H0: M1 = M2; instead the alternative hypothesis is H1: M1 ≠ M2; where M1 indicates the mean of pre-improvement preoperative LOS and M2 indicates the mean of post-improvement preoperative LOS. The difference in preoperative LOS for each category related to clinical variables is statistically significant when the p-value is < 0.05, so the null hypothesis is rejected.
The results of hypothesis tested, in Table 6, show that the overall mean of preoperative LOS of patients hospitalized decreased from 4.90 to 3.80 days (−22.40%), resulting statistically significant (p-value 0.001). All categories have a statistically significant difference before and after Lean solutions, except for the category of patients aged 55 to 70 and those over 70, patients with a high ASA score, poor oral hygiene and with diabetes. Among the statistically significant variables, patients with low ASA score show the most significant decrease, approximately 67.70% in terms of mean values.
Finally, a run chart for the preoperative LOS of both periods is shown in Figure 3, it is simple to verify the result of our study.
5. Discussion and conclusion
Lean approaches had been originally developed for the automotive and manufacturing industry. Today, the service industry, especially the hospitals have been wise to adapt to Lean transformation by applying similar Lean techniques to their processes (Yu et al., 2021; Ahn et al., 2021). Lean is an approach which improves healthcare service quality by eliminating faults and decreasing patient waiting times through effective use of available resources (Graban, 2011; Godley and Jenkins, 2019; Sales and De Castro, 2021). Many authors have implemented Lean applications in healthcare through case studies confirming the validity of the methodology (Chiarini, 2014; Jorma et al., 2016; Yurtkuran et al., 2017; Sánchez et al., 2018; Bharsakade et al., 2021).
The objective of this study was to improve the performance of the hospitalization process by implementing Lean solutions according to a culture of continual improvement. The research team, to support the planning of Lean solutions, in addition to using Lean tools (basic VSM and Ishikawa diagram) also studied the influence of clinical variables on preoperative LOS, the results were reported in Table 2. Practical implementation of Lean solutions, and especially pre-hospitalization, improved hospitalization performance. Indeed, there was a significant reduction in the overall preoperative mean LOS of patients undergoing oral cancer surgery.
Table 6 shows the results of the comparison of mean preoperative LOS between pre-improvement (without Lean solutions) and post-improvement situations (with Lean solutions) for each category related to clinical variables. Analysing the overall patients, we registered a diminishing of the preoperative LOS for the 22.40%, with a p-value of 0.001. Regarding the variations for each category of clinical variables, statistically significant differences were noted when we refer to the age, ASA score, oral hygiene, cardiovascular disease and diabetes.
The most important reduction of preoperative LOS about 67.70%, in terms of mean values, is recorded for patients with a low ASA score (p-value ≤0.001). This can be explained because patients with a low ASA score, generally, have less comorbidities and need easier management than those with more comorbidities and their LOS is generally shorter. For the same reason, patients with high oral hygiene have a lower preoperative LOS with a difference of −35.80% (p-value 0.001). Non-diabetics and patients without cardiovascular disease have respectively −27.10% and −10.80% of preoperative LOS after improvement. Their difference is statistically significant with a p-value of 0.001 and 0.006, respectively, as these patients require fewer diagnostic tests and a simple preparation for surgery. In addition, even patients with cardiovascular disease, after improvement, benefited from a statistically significant improvement (p-value 0.012) in preoperative LOS (−49.30%), mainly due to better planning of diagnostic tests and therapies. Finally, lower preoperative LOS (−32.60%) statistically significant (p-value 0.004) is shown for patients under the age of 55, mainly because they have a relatively good health status and fewer clinical aspects to manage.
However, the improvement in the hospitalization process was verified through the significant reduction in LOS. In addition to this finding, patients, hospital employees and healthcare management involved in the process received benefits from Lean management, as also justified in the literature (Sunder et al., 2020; Salam and Khan, 2016; Rosas-Hernandez et al., 2019; Qin et al., 2019).
For patients, a reduction in LOS improves patient satisfaction and experience, as they receive quality and faster service. In fact, Sunder et al. (2020) demonstrate how LSS improved patient satisfaction in a mobile hospital in India by reducing turnaround times by providing healthcare services. While Salam and Khan (2016) through the LT improved the system-wide process by becoming more efficient, faster and safer, and consequently helped to increase patient satisfaction.
For hospital employees, the reduction of wastes (time, overworking, potential errors, etc.) and simplification of bureaucratic procedures reduce workload, stress and fatigue, increasing their motivation and commitment. However, in the study of Rosas-Hernandez et al. (2019) show that the implementation of LT provides an effective approach to reduce wastes improving process efficiency. The results had a direct effect on cost reduction, better resource utilization and reduction of staff processing time, which can lead to a better work climate.
For healthcare management, an increase in efficiency and better planning of the process implies more availability of beds, potentially increasing the capacity and activities of the process, but also a reduction in hospital costs linked to fewer days of hospitalization. In fact, Qin et al. (2019) applied Lean principles to standardize the patient management process in a stroke centre. The results were the effective use of medical resources, improved quality of care and consequently the reduction of management costs.
In conclusion, this article has demonstrated the validity of the principles and tools of the LT in the healthcare context. The findings, as discussed earlier, showed that it was possible to verify the hypothesis underlying the study, that is, to improve the performance of the hospitalization process by reducing LOS after the implementation of Lean solutions. A similar research to our work was that of Cifone et al. (2019), they implemented a healthcare process improvement project following the principles of the LT. The results were a minimization of the wastes and then reduction in the LOS.
Finally, there is a limitation and a future development. The sample size was relatively small because the study was conducted only at the Maxillofacial Surgery Department and refers to the specific context of oral cancer removal surgery. In the future, this type of analysis can be performed on a larger sample of hospital departments to improve the overall healthcare system.
5.1 Practical implications
Implementing Lean solutions through this methodology has implications. The management implication is framed by the positive impact on society of the previous benefits for hospitals and patients. More interesting is the practical implication, that is the substantial reduction of hospital costs from the reduction of LOS. However, the daily hospitalization fee for surgery or medical treatment of oral cancer is € 201.42. Thus, considering the reduction in LOS from 15.60 days to 11.77 days, on average, the hospital saves € 771.44 for each individual patient. Multiplying this amount by the number of patients hospitalized in a year, it promises great economic savings. Finally, the contribution of the authors to the part of the practical and managerial implications consists in providing management support in organizing health processes in quality.
Figures
Type of wastes in healthcare
Type of waste | Application to healthcare |
---|---|
Transportation | It takes account of those movements of materials and workers that does not add value to the merchandise: unnecessary movement of patients and staff |
Inventory | It leads to higher financing and storage costs, higher defect rates and patients waiting (i.e. drugs with excessive or scarce supplies) |
Motion | It consists of physical motions or walking by workers that distract them from actual processing work: staff searching for equipment, drugs and paperwork |
Waiting | It is idle time that occurs when time is used ineffectively: excessive waiting for exams result, staff or medicines; waiting caused by schedule mistake |
Over-production | Producing more than the customer demands or too early before there is the need is not necessary. It increases the time of lead and storage, i.e. unnecessary diagnostic, acting per schedule |
Over-processing | It occurs when workers are unintentionally doing more processing work than the customer requires in terms of product quality or features: unnecessarily repeating tests, asking for patient's details several times |
Defects | It may include errors in paperwork, late transport, production according to incorrect specifications, wastes of raw materials or generation of scrap, repeating tests because of errors, readmission because of failed discharge |
Variables influencing preoperative LOS
Variable | Category | N | Preoperative LOS mean ± Std. Dev pre-improvement | p-value |
---|---|---|---|---|
Gender | Man | 37 | 4.70 ± 4.40 | 0.415 |
Women | 28 | 5.18 ± 4.57 | ||
Age | <55 | 25 | 3.80 ± 4.01 | 0.051 |
55 ≤ Age ≥ 70 | 24 | 4.54 ± 3.03 | ||
>70 | 16 | 7.19 ± 6.08 | ||
ASA score | Low | 46 | 4.67 ± 4.13 | 0.919 |
High | 19 | 5.47 ± 5.23 | ||
Oral hygiene | Low | 17 | 6.41 ± 5.54 | 0.136 |
High | 48 | 4.38 ± 3.92 | ||
Diabetes | No | 61 | 4.46 ± 3.99 | 0.008** |
Yes | 4 | 11.75 ± 6.13 | ||
Cardiovascular diseases | No | 50 | 3.88 ± 3.21 | 0.003** |
Yes | 15 | 8.33 ± 6.17 |
Note(s): *significance at 0.05; **significance at 0.01; *** significance at 0.001
Causes and solutions
Cause | Solution |
---|---|
Waits for clinical examination, diagnostic and laboratory tests | Pre-hospitalization service |
Waits for specialist consultancy | |
Waits for test results and final report | |
Complex bureaucratic procedures resulting in compilation and communication errors among users involved in the process | The simplification of bureaucratic procedures |
Poor organization of diagnostic staff | Work shift planning |
Preconceptions against the use of the healthcare information system | Promotion of the healthcare information system |
Lack of interest in the health facility's economic problems | Planning of information and training activities |
Performance measurements
Pre-improvement % | Post-improvement % | |
---|---|---|
Percentage of patients with preoperative LOS < 5 days | 60 | 66.28 |
Percentage of patients with preoperative LOS ≥ 5 days | 40 | 33.72 |
Descriptive statistical analysis
Mean ± Std. Dev pre-improvement | Mean ± Std. Dev post-improvement | |
---|---|---|
Total length of stay (days) | 15.60 ± 12.07 | 11.77 ± 17.64 |
Preoperative length of stay (days) | 4.90 ± 4.45 | 3.80 ± 5.30 |
Post-operative length of stay (days) | 10.68 ± 11.68 | 7.99 ± 14.37 |
Statistical analysis of LOS related to each variable and category
Variables | Category | Preoperative LOS mean ± Std. Dev pre-improvement | Preoperative LOS mean ± Std. Dev post-improvement | Difference [%] | p-value |
---|---|---|---|---|---|
Overall | 4.90 ± 4.45 | 3.80 ± 5.30 | −22.40 | 0.001** | |
Gender | Man | 4.70 ± 4.40 | 3.33 ± 4.42 | −29.10 | 0.010* |
Women | 5.18 ± 4.57 | 4.20 ± 6.03 | −18.90 | 0.039* | |
Age | <55 | 3.80 ± 4.01 | 2.56 ± 4.21 | −32.60 | 0.004** |
55 ≤ Age ≥ 70 | 4.54 ± 3.03 | 4.51 ± 6.54 | −0.70 | 0.107 | |
>70 | 7.19 ± 6.08 | 5.71 ± 4.42 | −20.60 | 0.728 | |
ASA score | Low | 4.67 ± 4.13 | 1.51 ± 3.12 | −67.70 | ≤0.001*** |
High | 5.47 ± 5.23 | 8.00 ± 5.94 | 46.30 | 0.117 | |
Oral hygiene | Low | 6.41 ± 5.54 | 6.00 ± 5.55 | −6.40 | 0.635 |
High | 4.38 ± 3.92 | 2.81 ± 4.91 | −35.80 | ≤0.001*** | |
Diabetes | No | 4.46 ± 3.99 | 3.25 ± 4.77 | −27.1 | 0.001** |
Yes | 11.75 ± 6.13 | 8.22 ± 7.52 | −30 | 0.503 | |
Cardiovascular disease | No | 3.88 ± 3.21 | 3.46 ± 5.44 | −10.80 | 0.006** |
Yes | 8.33 ± 6.17 | 4.22 ± 5.12 | −49.30 | 0.012* |
Note(s): *significance at 0.05; **significance at 0.01; *** significance at 0.001
Notes
I numeri del cancro in Italia - Report 2019AIOM/AIRTUM - https://www.aiom.it/wp-content/uploads/2019/09/2019_Numeri_Cancro-operatori-web.pdf
Nota di aggiornamento del Documento di Economia e Finanza 2019 - http://www.dt.mef.gov.it/modules/documenti_it/analisi_progammazione/documenti_programmatici/def_2019/NADEF_2019__FINALE.pdf
Abbreviations
- AIOM
Associazione Italiana di Oncologia Medica
- AIRTUM
Associazione Italiana dei Registri Tumori
- LT
Lean Thinking
- SS
Six Sigma
- LSS
Lean Six Sigma
- TPS
Toyota Production System
- ED
Emergency Department
- DTAP
diagnostic-therapeutic-care pathway
- LOS
Length of Hospital Stay
- VSM
Value Stream Map
- ASA Score
American Society of Anaesthesiologists Score
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Acknowledgements
The authors acknowledge all the physicians and nurses involved in the study, e.g. in the data collection phase as well as those involved in interviews and brainstorming.
Funding: The authors received no funding.
Conflict of interests: The authors declare they have no conflict of interests.