Abstract
Purpose
Many organisations, including professional councils, operate manually to ensure document flow to clients and stakeholders. This results in the loss of valuable documentation such as certificates and the incurring of costs due to the returning of post to the sender. The purpose of this study was to explore digital transformation of document flow at the South African Council for Social Science Professionals.
Design/methodology/approach
The methodological approach involved qualitative data collected through interviews, observation and document analysis in response to research questions. The study was a participatory action research project that involved collaboration between researchers and study participants in defining and solving the problem through needs assessment exercise. All three phases of participatory action research were followed, namely, the “look phase”: getting to know stakeholders so that the problem is defined on their terms and the problem definition is reflective of the community context; the “think phase”: interpretation and analysis of what was learned in the “look phase” and the “act phase”: planning, implementing, and evaluating, based on information collected and interpreted in the first two phases.
Findings
The study identified various issues relating to poor data quality, high rate of registered postal returns and non-delivery electronic messages that cannot reach all the intended recipients and accumulation of data for decades. In this regard, the study proposes a framework that can be used by SACSSP to update and verify their details on the portal, as well as digital certificates for membership.
Research limitations/implications
Although the proposed framework is tailor-made for the professional council, it is not depended on prescribed technologies due to usage of open standards that can be used by industry and researchers. Therefore, it can be applied in other context where institutions such as universities communicate with many clients via postal or courier services.
Originality/value
The study used participatory action research involving the researchers and the organisation to solve the problem. The study presented a workflow that the council can use to ensure that the documents reach intended recipients. Furthermore, digital transformation of the process will ensure that the registered professionals are able to access their certificates online and can print them when necessary.
Keywords
Citation
Chauke, T.A. and Ngoepe, M. (2024), "End-to-end digital transformation for document flow at a professional council in South Africa", Global Knowledge, Memory and Communication, Vol. 73 No. 1/2, pp. 123-141. https://doi.org/10.1108/GKMC-09-2021-0145
Publisher
:Emerald Publishing Limited
Copyright © 2022, Tshepo Arnold Chauke and Mpho Ngoepe.
License
Published by Emerald Publishing Limited. This article is published under the Creative Commons Attribution (CC BY 4.0) licence. Anyone may reproduce, distribute, translate and create derivative works of this article (for both commercial and non-commercial purposes), subject to full attribution to the original publication and authors. The full terms of this licence may be seen at http://creativecommons.org/licences/by/4.0/legalcode
Figures
Figure 1.
Mail workflow (Stangle, 2017)
Figure 3.
QR process flow (Baik, 2012, p. 7)
Data quality components
Component | Component explanation |
---|---|
Parsing | Separation of data and parsing it into a structured format |
Standardisation | Determination of the placement of data in each field and ensuring its storage in standardised format |
Validation | Ensuring the consistency of data against the pre-set validation rules |
Verification | It involves checking of data against a source of verified information |
Matching | It identifies duplicate records and merges those records correctly |
Source: Zikopoulos et al. (2013, p. 228)
References
Andrejevic, M. and Selwyn, N. (2019), “Facial recognition technology in schools: critical questions and concerns”, available at: www.tandfonline.com/doi/full/10.1080/17439884.2020.1686014?af=Rand (accessed 7 March 2020).
Badenhorst, A. (2013), “A framework for prioritising practices to overcome cost-related problems in reverse logistics”, Journal of Transport and Supply Chain Management, Vol. 7 No. 1, pp. 1-10.
Baik, S. (2012), “Rethinking QR code: analog portal to digital world”, Multimedia Tools and Applications, Vol. 58 No. 2, pp. 427-434.
Bellis, M. (2019), “History of mail and the postal system”, available at: www.thoughtco.com/history-of-mail-1992142 (accessed 24 May 2020).
Black, G.R., Carlson, M.J. and Marchevsky, V.F. (2012), US Patent No. 8,228,832, Patent and Trademark Office, Washington, DC.
Borgman, C.L. (2003), From Gutenberg to the Global Information Infrastructure: Access to Information in the Networked World, MIT Press, Cambridge.
Brown, D.C. and Toze, S. (2017), “Information governance in digitized public administration”, Canadian Public Administration, Vol. 60 No. 4, pp. 581-604.
Bryman, A. (2016), Social Research Methods, 5th ed. Oxford University Press, Oxford.
Chesbrough, H. and Bogers, M. (2014), “Explicating open innovation: clarifying an emerging paradigm for understanding innovation”, In New Frontiers in Open Innovation, Oxford University Press, Oxford, pp. 3-28.
Creswell, J.W. and Creswell, J.D. (2018), Research Design: Qualitative, Quantitative, and Mixed Methods, (5th ed.), Sage Publications Inc, CA.
Dahir, I. (2020), “BuzzFeed news: a Ugandan climate activist was cropped out of a news agency photo of Greta Thunberg at Davos”, available at: www.buzzfeednews.com/article/ikrd/vanessa-nakate-greta-thunberg-davos (accessed 25 January 2020).
Feather, J. (2013), The Information Society: A Study of Continuity and Change, 6th ed. Facet publishing, London.
Gartner (2012), “The importance of ‘big data’: a definition”, available at: www.gartner.com/id=2057415 (accessed 28 July 2020).
Given, L.M. (2016), 100 Questions (and Answers) about Qualitative Research, Sage Publications Inc, CA.
Goyal, S., Yadav, S. and Mathuria, M. (2016), “Exploring concept of QR code and its benefits in digital education system”, In 2016 International Conference on Advances in Computing, Communications and Informatics (ICACCI), IEEE, pp. 1141-1147.
Han, J., Kamber, M. and Pei, J. (2011), Data Mining: Concepts and Techniques, 3rd ed. [Database] Elsevier, Waltham.
Heim, J. (2020), “The Washington post: national archives exhibit blurs images critical of president trump”, available at: www.washingtonpost.com/local/national-archives-exhibit-blurs-images-critical-of-president-trump/2020/01/17/71d8e80c-37e3-11ea-9541-9107303481a4_story.html (accessed 20 January 2021).
Hill, R. (1837), Post Office Reform: Its Importance and Practicability, William Clowes and Sons, London, available at: www.gbps.org.uk/information/downloads/files/penny-postage/post%20office%20reform,%20its%20importance%20and%20practicability%20-%20rowland%20hill%20(3rd%20edition,%201837).pdf (accessed 29 July 2020).
Hoal, W., Pienaar, A., Lansdown, J., Pring, H., Hope, A., Roe, A. and Morton, R. (1936), “South Africa”, Journal of Comparative Legislation and International Law, Vol. 18 No. 2, pp. 119-140.
International Organization for Standardisation (2016), ISO 15489-1:2016 (en) Information and Documentation – Records Management – Part 1: Concepts and Principles, ISO, Geneva.
ISACA (2018), COBIT 2019 Framework: Governance and Management Objectives, Information Systems Audit and Control Association, Schaumburg.
Kak, S.F., Mustafa, F.M. and Valente, P. (2018), “A review of person recognition based on face model”, Eurasian Journal of Science and Engineering, Vol. 4 No. 1, pp. 157-168.
Katuu, S. (2016), “Managing digital records in a global environment: a review of the landscape of international standards and good practice guidelines”, The Electronic Library, Vol. 34 No. 5, pp. 869-894.
Kiryakova, G., Angelova, N. and Yordanova, L. (2013), “QR codes in the business world”, Trakia Journal of Sciences, Vol. 11 No. 1, pp. 370-376.
Kumar, R., Sharan, P. and Devi, A. (2019), “Web-based electronic money for online banking”, In Digital Currency: Breakthroughs in Research and Practice, IGI Global, Hershey, pp. 59-65.
Laney, C. (2020), “The observer: Emily Roderick, Evie price and Anna hart, founders of the dazzle club, wearing makeup designed to confuse facial recognition cameras”, available at: www.theguardian.com/world/2020/feb/01/privacy-campaigners-dazzle-camouflage-met-police-surveillance (accessed 26 May 2020).
Limelight Software (2020), “Certificate of analysis: COA system and COA vault”, available at: www.limelightsoftware.co.za/coa-system (accessed 25 May 2020).
Maluleke, S. (2019), “Document delivery services in an open distance learning environment with reference to the university of South Africa”, Masters Dissertation, University of South Africa, Pretoria.
Maluleke, S., Ngoepe, M. and Marutha, N.S. (2020), “A framework for document delivery services in an open distance e-learning environment library”, Journal of Interlibrary Loan, Document Delivery and Electronic Reserve, pp. 1-11.
Maney, K., Hamm, S. and O'Brien, J. (2011), Making the World Work Better: The Ideas That Shaped a Century and a Company, Pearson Education, London.
Mhlungu, N.S.M., Chen, J.Y.J. and Alkema, P. (2019), “The underlying factors of a successful organisational digital transformation”, South African Journal of Information Management, Vol. 21 No. 1, p. a995.
Morakanyane, R., O'Reilly, P., McAvoy, J. and Grace, A. (2020), “Determining digital transformation success factors”, In Proceedings of the 53rd HI International Conference on System Sciences, Maui, HI, pp. 4356-4365, Viewed on 14 May 2021, available at: https://hdl.handle.net/10125/64274 (accessed 18 June 2020).
Mosweu, T., Luthuli, L. and Mosweu, O. (2019), “Implications of cloud-computing services in records management in Africa: Achilles heels of the digital era?”, South African Journal of Information Management, Vol. 21 No. 1, p. 12 (a1069).
Motii, M. and Semma, A. (2017), “Towards a new approach to pooling COBIT 5 and ITIL V 3 with ISO/IEC 27002 for better use of ITG in the Moroccan parliament”, International Journal of Computer Science Issues, May 2017, Vol. 14 No. 3.
Mourad, E.B., Malik, M., Anong, A.C. and Mustappha, B. (2017), “Combination between COBIT and ITIL V3 2011”, International Journal of Advanced Engineering Research and Science, Vol. 1 No. 5, pp. 41-47.
Mui, C. (2012), “How Kodak failed”, available at: www.forbes.com/sites/chunkamui/2012/01/18/how-kodak-failed/#198012696f27 (accessed 12 December 2020).
Muriithi, P., Horner, D. and Pemberton, L. (2016), “Factors contributing to adoption and use of information and communication technologies within research collaborations in Kenya”, Information Technology for Development, Vol. 22 No. 1, pp. 84-100.
Nakate, V. (2020), “Facebook post 25 January”, available at: https://twitter.com/vanessa_vash/status/1220936740665511936 (accessed 30 August 2020).
Nakibuuka, J., Semwanga, A.R. and Were, M.C. (2019), “Implementation of USSD technology to improve quality of routinely reported health data in a resource-limited setting”, Studies in Health Technology and Informatics, Vol. 262, pp. 162-165.
Narayanan, A.S. (2012), “QR codes and security solutions”, International Journal of Computer Science and Telecommunications, Vol. 3 No. 7, pp. 69-72.
National Archives Catalog (2020), “Records of first returns received from postmaster, ca. 1836 – ca. 1836 record group 28: records of the post office department, 1773–1971”, available at: https://catalog.archives.gov/id/75493318 (accessed 31 July 2020).
National Planning Commission (2012), National Development Plan 2030: Our Future-Make It Work, Office of the Presidency, Pretoria.
Nkoma, J.S. (2018), Introduction to Basic Concepts for Engineers and Scientists: electromagnetic, Quantum, Statistical and Relativistic Concepts, Mkuki na Nyota Publishers, Dar es Salaam.
Office of Inspector General (2015), “United States postal service: strategies for reducing undeliverable as addressed mail”, available at: www.uspsoig.gov/sites/default/files/document-library-files/2015/ms-ma-15-006.pdf (accessed 12 August 2020).
Ordóñez, de Pablos, P. (Ed.) (2015), Technological Solutions for Sustainable Business Practice in Asia, IGI Global, Hershey.
Ozkaya, E., Ozkaya, H.E., Roxas, J., Bryant, F. and Whitson, D. (2015), “Factors affecting consumer usage of QR codes”, Journal of Direct, Data and Digital Marketing Practice, Vol. 16 No. 3, pp. 209-224.
Polzonetti, A. and Sagratella, M. (2017), “Towards a data-driven enterprise: effects on information, governance, infrastructures and security”, In Proceedings of the 2017 IEEE International Conference on Industrial Engineering Management (IEEM 2017), IEEE, Singapore, 10-13 December, pp. 1480-1484.
Project Management Institute (2017), A Guide to the Project Management Body of Knowledge, (6th ed.), PA: Project Management Institute.
Republic of South Africa (1911), “Post office administration and shipping combinations discouragement act, 1911”, available at: www.icasa.org.za/uploads/files/Postal-Act.pdf (accessed 30 July 2020).
Republic of South Africa (2011), “Regulations regarding the registration of social auxiliary workers and the holding of disciplinary inquiries”, SAPO, Pretoria, available at: www.sacssp.co.za/documents/REGULATIONS%20regarding%20the%20registration%20of%20social%20auxiliary%20workers%20and%20the%20holding%20of%20disciplinary%20inquiries%20(18.02.2011)%20-web.pdf (accessed 31 July 2020).
Republic of South Africa (2013), Protection of Personal Information Act No. 4 of 2013, Government Printers, Pretoria, available at: www.gov.za/sites/default/files/gcis_document/201409/3706726-11act4of2013popi.pdf (accessed 30 June 2020).
Republic of South Africa (2016), “Department of telecommunications and postal services: National integrated ICT policy review report”, available at: www.dtps.gov.za/images/phocagallery/Popular_Topic_Pictures/National_Integrated_ICT_Policy_White.pdf (accessed 30 June 2020).
Robertson, G. and Jeoffreys-Leach, S. (2017), “Sustainable data collection: mobile modes. Fin-Mark trust insight2impact facility”, available at: www.i2ifacility.org (accessed 31 July 2020).
Samiotakis, M. (2013), “Integrating ITIL and COBIT 5 to optimize IT process and service delivery”, 6th itSMF South East Europe Conference. Athens, Greece, 19 April.
South African Council for Social Service Professions (1998), Social Service Professions Act, No. 102 of 1998. Republic of South Africa, Pretoria.
South African Council for Social Service Professions (2020), “SACSSP general notice 8 of 2020 contacts for direct enquiries”, available at: www.sacssp.co.za/2020/SACSSP%20GENERAL%20NOTICE%208%20of%202020%20CONTACTS%20FOR%20DIRECT%20ENQUIRIES.pdf (accessed 30 August 2020).
South African Post Office (2020a), “Data cleansing”, available at: www.postoffice.co.za/Business/datacleansing.html (accessed 30 June 2020).
South African Post Office (2020b), “Rate brochure 2020/21”, available at: www.postoffice.co.za/Questions/Postalrates.pdf (accessed 30 June 2020).
Stangle, J. (2017), “Mailing systems technology. Undeliverable mail today: the solutions (part two)”, available at: mailingsystemstechnology.com/article-4208-Undeliverable-Mail-Today-The-Solutions-(Part-Two).html (accessed 1 July 2020).
Stringer, E.T. (2014), Action Research, 4th ed., Sage Publications, CA.
Trimble, J., Chilumani, K.R. and Sibangiso, N. (2015), “Strategies for community focused postal service development”, African Journal of Science, Technology, Innovation and Development, Vol. 7 No. 5, pp. 358-363.
Valacich, J. and Schneider, C. (2018), Information Systems Today. Managing the Digital World, Global Edition, Pearson Education Limited, Harlow.
Verhoef, P.C., Broekhuizen, T., Bart, Y., Bhattacharya, A., Dong, J.Q., Fabian, N. and Haenlein, M. (2019), “Digital transformation: a multidisciplinary reflection and research agenda”, Journal of Business Research, Vol. 36 No. 2, pp. 889-901.
Walker, R.S. and Brown, I. (2019), “Big data analytics adoption: a case study in a large South African telecommunications organisation”, South African Journal of Information Management, Vol. 21 No. 1, p. a1079.
Wild, J.J. and Wild, K.L. (2016), International Business: The Challenges of Globalization, 8th ed., England: Pearson Education Limited, Harlow.
Zhou, M., Herselman, M. and Coleman, A. (2015), “USSD technology, a low cost asset in complementing public health workers’ work processes”, In International Conference on Bioinformatics and Biomedical Engineering, Springer, Cham, pp. 57-64.
Zikopoulos, P.C., deRoos, D., Parasuraman, K., Deutsch, T., Corrigan, D. and Giles, J. (2013), Harness the Power of Big Data: The IBM Big Data Platform, McGraw-Hill, New York, NY.
Further reading
De Haes, S., Van Grembergen, W., Joshi, A. and Huygh, T. (2020), “Enterprise governance of information technology”, Achieving Alignment and Value in Digital Organisations, 3rd edn., Springer, Cham.
International Organization for Standardisation (2020), “ISO 16175-2:2020”, Information and Documentation – Processes and Functional Requirements for Software for Managing Records – Part 2: Guidance for Selecting, Designing, Implementing and Maintaining Software for Managing Records, ISO, Geneva.
Corresponding author
About the authors
Tshepo Arnold Chauke is Deputy Director in Information Technology at the National Department of Transport in South Africa. He was previously an Assistant Director at the Department of Public Enterprise responsible for information technology. He is currently a PhD candidate at the University of South Africa. He holds masters’ degree in Information Science from the University of South Africa. His research interests are in information technology, blockchain technology, information governance, enterprise content management, digital transformation and cloud storage.
Mpho Ngoepe is a Professor in the Department of Information Science at the University of South Africa (Unisa). Prior to his current position at Unisa, Prof Ngoepe has worked for the United Nations Children’s Fund, Auditor-General South Africa and the National Archives of South Africa. Prof Ngoepe is serving in the National Committee of the South African Society of Archivists (2009–2021) and the board of Eastern and Southern Regional Branch of the International Council on Archives (2009–2019) as the editor of the journals. He also served on the advisory council of the National Archives of South Africa in his capacity as the chairperson of Gauteng Provincial Archives (2015–2020). He was the director of the African Team for the multi-national, interdisciplinary research project exploring issues concerning digital records called the International Research on Permanent Authentic Records in Electronic Systems (InterPARES Trust) (2013–2018).